Trading Transaction Charges

     Commission

 Minimum 0.25% on gross transaction value
 (Min.HK$100)

     Contract Stamp

 0.1% on gross transaction value
 (rounding up to the nearest dollar)

     Transaction Levy

 0.0027% on gross transaction value

Accounting and Financial Reporting Council Transaction Levy
 

0.00015% per side of the consideration of a transaction (rounded to the nearest cent)

     Trading Fee

 0.00565% on gross transaction value

     Clearing Fee            

 0.0042% on gross transaction value
 (No minimum and maximum)

Bank / Cash Handling Charge

Telegraphic Transfer

 HK$100 per transaction (Local)
 HK$250 per transaction (Oversea)

Returned Cheque

 HK$100 per cheque

Stock Delivery Charge

Stock Deposit         

• Physical stock

• SI & ISI deposit via CCASS        

 
 HK$5.00 per transfer deed

 Free of charge

Stock Withdrawal

• Physical Stock

• SI withdrawal via CCASS 

• ISI withdrawal via CCASS  

1.HK$100 per counter

2.CCASS charge at HK$3.50 per board/odd lot

 HK$100 per transaction & 0.15% of the market value

 HK$30 per transaction & 0.15% of the market value

Custody Related Service Charges

Custodian Fee        

• Handling charge

• Monthly CCASS charge

 
 Free of charge

 HK$0.012 per board / odd lot

Dividend Collection

• Handling charge

• Scrip fee 

 
  0.5% on gross dividend amount
  (Min.HK$10  Max.HK$10,000)
  HK$1.50 per board / odd lot

Dividend / Entitlement Claim             

• Handling charge         

 
 HK$1,000 per case (including CCASS charges HK$200)

Bonus Entitlement
(incl. shares, rights, warrants & debt securities)

• Handling charge

• Scrip fee 

HK$30 per issue

HK$1.50 per board / odd lot

Corporate actions (including warrant conversion, rights subscription and cash/stock offer, etc.)

• Handling charge

• CCASS charge

 HK$50 per issue

 HK$0.80 per board / odd lot (Max. HK$10,000)

Other Service Charges

Registration and Transfer Fee of Physical Stock

• Handling charge

• Scrip fee

 
 
HK$150 per stock

 HK$2.50 per board / odd lot

IPO Application

• Cash application

• Financing application

                                              
 HK$50 per application

 HK$100 per application

CCASS sub-account fee

 HK$50 per month

Re-print of previous monthly statement

 HK$30 per month

Bank Checking Fee

 HK$200 per transaction